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FCA launches consultation on Big Tech in financial services

25 October 2022 UK
Reporter: SFT

While it does not intend to introduce immediate regulatory changes, the regulator says that this public discussion will inform its treatment of Big Tech firms as a component of a new UK pro-competitive regime for financial markets

Taiwan again tightens short-selling restrictions

24 October 2022 Taiwan
Reporter: SFT

According to new rules applied on Friday by the Financial Supervisory Commission (FSC), restrictions will apply to equity short sales if the share price has fallen by 3.5 per cent or more from its closing price at the previous trading session

REGIS-TR partners with Spain�셲 Cecabank

18 October 2022 Spain
Reporter: Jenna Lomax

Cecabank has previously worked with REGIS-TR as a long-term provider of regulatory solutions in the Spanish market

SEC drives for commonality of standards across cryptosecurity tokens and other security types

14 October 2022 US
Reporter: Bob Currie

The US regulator observes that from the 10,000 tokens currently issued in the digital asset marketplace, the large majority of these are securities and are covered under existing securities laws

RMA: T+15 minutes could create knock on effects

13 October 2022 RMA Conference 2022
Reporter: Carmella Haswell

Closing day one of the Risk Management Association (RMA) conference, the final set of panellists discussed the proposals submitted to the 쮸떴눈첵 and Exchange Commission (SEC) by the RMA 쮸떴눈첵 Lending Council

Taiwan tightens curbs on short-selling as TAIEX slides

03 October 2022 Taiwan
Reporter: SFT

The Financial Supervisory Commission has limited the volume of intraday securities lending orders to 20 per cent of average daily trading volume over the past 30 days, down from the 30 per cent limit in place previously

Report by BCBS-CPMI-IOSCO analyses margin procedures during Covid market stress

29 September 2022 Global
Reporter: Bob Currie

The study forms part of the Financial Stability Board�셲 work programme to improve the resilience of non-bank financial intermediaries. BCBS, CPMI and IOSCO have proposed amendments in six core areas and will work with the FSB to conduct this research

Duco rolls out no-code solution for CFTC Rewrite

29 September 2022 UK
Reporter: Carmella Haswell

The software-as-a-service, no-code platform allows firms to adapt to new requirements brought about by changes to derivatives reporting regulations through the CFTC Rewrite

REGIS-TR partners with financial consultant Novatus Advisory

14 September 2022 UK
Reporter: Jenna Lomax

The partnership will leverage both REGIS-TR and Novatus Advisory�셲 services in financial technology across the regulatory reporting lifecycle

Qatar regulator reviews rules on securities lending and covered shorts

09 September 2022 Qatar
Reporter: SFT

QFMA has issued new rules on covered short selling and SBL as part of package to enhance trading volumes and liquidity in the Qatari market

Basel changes could trigger 35% decline in sec lending income for Europe�셲 buy-side

06 September 2022 Europe
Reporter: Bob Currie

New EU capital rules scheduled for 2025 could result in up to a 500% capital cost increase for banks of engaging in securities financing trades with pension and mutual funds, according to research from Credit Benchmark

UMR Phase 6 implemented today

01 September 2022 Europe
Reporter: Lucy Carter

The last element of a gradual rollout, UMR Phase 6 extends compliance requirements to firms with total notional exposure of ��8 billion

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