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South Korea to tighten penalties for illegal short selling


11 December 2020 South Korea
Reporter: Natalie Turner

Traders risk a year in prison and a $460,000 fine for naked short selling in South Korea, and must retain a five-year paper trail of borrowed securities under proposed amendments to capital market regulations
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EACH raises concerns over EU CCP consultation


18 November 2020 Brussels
Reporter: Maddie Saghir

The association has flagged a host of concerns that ESMA's proposed rules changes for CCPs under EMIR are overly complex, problematic and risks distorting the level playing in the market
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EU and UK risk SFTR data blackout post Brexit


12 November 2020 UK
Reporter: Drew Nicol

HM Treasury has granted equivalency to EEA states for CSDR, EMIR and SSR, but SFTR is now not expected to be agreed by either party until after 31 December
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ESMA publishes first reports on CSDR implementation


12 November 2020 France
Reporter: Maddie Saghir

The European Âé¶¹´«Ã½ and Markets Authority has published its first two reports on the implementation of the Central Âé¶¹´«Ã½ Depositories Regulation
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ESMA release first SFTR Q&A


06 November 2020 France
Reporter: Natalie Turner

ESMA has published its first set of questions and answers as a practical convergence tool used to promote common supervisory approaches and practices on SFTR