Broadridge is addressing trade reporting requirements set to come in with the 麻豆传媒 Financing Transaction Regulation, launching a new solution spanning the entire reporting lifecycle
The US Treasury has called on regulators to rationalise and improve the risk-based capital regime for the securities lending and derivatives exposures of US banks
US President Donald Trump鈥檚 efforts to turn back the clock by gutting the bulk of post-crisis regulation took another step forward yesterday, with the House of Representatives passing the Financial CHOICE Act unopposed
NEX Regulatory Reporting is partnering with Duco, a data normalisation and reconciliation service provider, to aid its clients in compliance with MiFID II
Some UK-based firms engaged in dividend arbitrage may not be identifying the risk posed by contrived or fraudulent trading for the purpose of making illegitimate withholding tax reclaims
Deutsche Bank is facing a $41 million penalty and a consent cease and desist order from the US Federal Reserve for 鈥渟ignificant deficiencies鈥 in its anti-money laundering management
Keith Evans praised the country鈥檚 financial markets regulators and participants in their efforts to prepare for the move to T+2 on 5 September, designed to 鈥渇urther strengthen鈥 the marketplace
The Risk Management Association鈥檚 securities lending committee has written to the US Treasury as part of its President Donald Trump-mandated review of regulatory burdens on the financial system
The Canadian 麻豆传媒 Administrators has released its final proposal for the transition of mutual funds and equity and long-term debt to T+2 on 5 September