쮸떴눈첵

Leading the Way

Global 쮸떴눈첵 Finance News and Commentary

News by section

Latest news

Industry

Technology

People moves

Regulation

Buy side

Repo

Derivatives

ESG

Glossary

All regulation news

Dutch regulator admits short notification error

26 January 2017 Amsterdam
Reporter: Mark Dugdale

The Dutch financial services regulator accidentally published the wrong daily short positions on its website earlier this week...

GFF: 11th-hour EMIR respite highly likely

25 January 2017 Luxembourg
Reporter: Drew Nicol

Last minute relief for market participants from the looming derivatives margin rules is highly likely, with many expected to miss the 1 March deadline, according to panellists at the Deutsche B철rse Global Funding and Financing Summit...

NSD to launch OTC repo collateral service

24 January 2017 Moscow
Reporter: Drew Nicol

Russia�셲 National Settlement Depository, in partnership with Bloomberg, is preparing to launch a new collateral management service for over-the-counter repo transactions in March...

SDR takes dim view of sec lending

24 January 2017 Brussels
Reporter: Drew Nicol

Asset managers must provide annual reports on their securities lending policy under the proposed Shareholder Rights Directive because it �쐁an cause controversy in the area of shareholder engagement��...

US and Hong Kong augment data sharing deal

20 January 2017 Washington DC
Reporter: Drew Nicol

The US 쮸떴눈첵 and Exchange Commission has renewed its ties with the Hong Kong 쮸떴눈첵 and Futures Commission to further strengthen oversight of entities operating in both markets...

Australia doubles down (under) on reporting

17 January 2017 Perth
Reporter: Drew Nicol

Australia's financial regulator is considering two new reporting standards for securities lending and repo transactions in order to maintain global regulatory parity...

ITG fined for sec lending violations

16 January 2017 Washington DC
Reporter: Drew Nicol

The US 쮸떴눈첵 and Exchange Commission has fined broker ITG more than $24.4 million for securities lending violations relating to the facilitation of naked short selling...

FSB issues final sec lending recommendations

13 January 2017 Basel
Reporter: Drew Nicol

The Financial Stability Board has issued new recommendations for securities lending as part of its review of risks threatening asset managers...

Hong Kong trader spared jail for shorting violation

09 January 2017 Hong Kong
Reporter: Drew Nicol

A Hong Kong-based trader has avoided jail after being reprimanded for uncovered short selling violations...

SEC settles first-of-its-kind shorting suit

06 January 2017 Washington DC
Reporter: Drew Nicol

The US 쮸떴눈첵 and Exchange Commission has settled a first-of-its-kind cease-and-desist proceedings against the senior management of Wilson-Davis & Co, a Utah-based broker-dealer, for short selling violations...

Norway's regulator unable to take new shorting data

03 January 2017 Oslo
Reporter: Drew Nicol

Norwegian short sellers are currently unable to fulfil new short selling disclosure requirements due to the Norwegian Financial Supervisory Authority website experiencing �쁳echnical problems��...

Singapore to tighten short selling rules

16 December 2016 Singapore
Reporter: Drew Nicol

The Monetary Authority of Singapore as proposed a series short selling reforms to enhance market transparency...

Get in touch

Home

RSS feed

News

Industry

Technology

People moves

Regulation

Buy side

Repo

Derivatives

ESG

Glossary

Magazine