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��3.2 million fine for Alico over securities lending

02 April 2012 Dublin
Reporter: Georgina lavers

The Central Bank of Ireland has fined Alico Life International ��3.2 million over its securities lending programme...

Repo-to-maturity revamped by FASB, SEC

28 March 2012 Washington
Reporter: Georgina Lavers

An overhaul of the accounting rules that led to the collapse of MF Global could take place this year, said officials at FASB and SEC...

Pakistani stock exchange law approved by parliament

27 March 2012 Islamabad
Reporter: Georgina Lavers

The Stock Exchanges Law has finally been approved in a parliamentary session in Pakistan, after the bill was passed three years ago...

GlobeOp produces new SEC guidance

26 March 2012 London and NY
Reporter: Georgina Lavers

Financial services company GlobeOp has offered insight on the US regulation Form PF ahead of its implementation deadline...

"Broad agreement" on FTT in European Parliament

10 January 2012 Brussels
Reporter: Anna Reitman

A "very broad agreement" in favour of an EU financial transaction tax emerged at the start of the Economic and Monetary Affairs Committee's work on the legislative proposal...

FINRA fines UBS 쮸떴눈첵 $12m

26 October 2011 Washington
Reporter: Anna Reitman

The Financial Industry Regulatory Authority (FINRA) has announced that it has fined UBS 쮸떴눈첵 $12 million for violating RegSHO and failing to properly supervise short sales of securities...

Primebroker begins ANZ lawsuit

24 October 2011 Sydney
Reporter: Anna Reitman

Primebroker has begun its lawsuit against ANZ, accusing the bank of misleading and deceptive conduct...

NSE to deliver securities lending rules in December

17 October 2011 Lagos
Reporter: Anna Reitman

Rules on securities lending are expected to be issued in December by management of the Nigerian Stock Exchange (NSE) in a bid to mature the capital market, according to media outlet This Day Live...

Hong Kong regulators deny market declines a result of short selling

09 October 2011 Hong Kong
Reporter: Anna Reitman

There is no indication that recent declines in the Hong Kong stock market have been caused by short selling activities, says capital markets regulator, the 쮸떴눈첵 and Futures Commission (SFC)...

Pirum releases new reporting for SEC rule 17a-13

06 June 2011 London
Reporter: Ben Wilkie

쮸떴눈첵 lending technology company Pirum has released new reporting to facilitate compliance with SEC rule 17A-13, which requires borrowers to regularly confirm their on-loan positions with their lenders.

ICMA publishes 2011 Global Master Repurchase Agreement

16 May 2011 Zurich
Reporter: Justin Lawson

The International Capital Market Association (ICMA), has published the 2011 version of the Global Master Repurchase Agreement (GMRA); the most widely used legal agreement for documenting transactions in the cross-border repo market.

Clearstream and Euroclear set new securities framework

03 May 2011 Brussels
Reporter: Ben Wilkie

Euroclear Bank and Clearstream have developed a new industry framework to increase transparency and efficiency for the issuance and asset servicing of international securities in collaboration with the International 쮸떴눈첵 Market Advisory Group (

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